The US SEC Office of Inspector General Investigating Cryptocurrency-Related Financial Conflicts of Interest

The US SEC Office of Inspector General Investigating Cryptocurrency-Related Financial Conflicts of Interest

The US Security and Exchange Commission (SEC) is currently under scrutiny for cryptocurrency-related financial conflicts of interest. The SEC’s Office of Inspector General (OIG) is investigating these issues after Empower Oversight, an accountability group, raised concerns about the failures of the SEC’s Ethics Office and former official William Hinman. This investigation is reaching its final stages, according to Empower Oversight.

One of the key factors leading to this investigation is William Hinman’s speech asserting that certain digital assets, including Ethereum, were not subject to SEC regulation as securities. Critics within the Ripple XRP community argue that this speech unfairly favored Ethereum, potentially giving it an advantage over other digital assets in the market. Empower Oversight presented evidence suggesting that key figures from Ethereum, such as co-founders Joseph Lubin and Vitalik Buterin, were involved in drafting Hinman’s speech. This raises concerns about potential conflicts of interest and bias.

In addition to the controversial speech, Empower Oversight also accused Hinman of disregarding instructions not to meet with specific individuals while working at the SEC. One notable example was his former employer, Simpson Thacher, a member of the Ethereum Enterprise Alliance (EEA). Despite the instructions, Hinman allegedly met with individuals from Simpson Thacher while still employed at the SEC. This raises questions about Hinman’s integrity and potential conflicts of interest.

Further adding to the controversy, Hinman returned to Simpson Thacher as a partner immediately after leaving the SEC in December 2020. In that same month, the SEC filed a lawsuit against Ripple, alleging that its digital asset XRP was an unregistered security. This timeline suggests a potential connection between Hinman’s actions and his subsequent employment at Simpson Thacher. Empower Oversight brought this matter to the attention of the OIG in May 2022, leading to the ongoing investigation.

Empower Oversight has threatened to file a lawsuit against the SEC if it does not provide information about its investigations by February 23. The accountability group filed a Freedom of Information Act (FOIA) request in May 2023 but claims that the SEC has failed to provide any information regarding the case. However, the recent revelation of the OIG’s active inquiry into the matter sheds light on the SEC’s lack of transparency.

The investigation by the SEC’s Office of Inspector General into cryptocurrency-related financial conflicts of interest is a significant development. The accusations against William Hinman, the failures of the SEC’s Ethics Office, and the potential favoritism towards Ethereum raise serious concerns about the integrity and impartiality of the regulatory body. The outcome of this investigation will likely have far-reaching implications for the cryptocurrency market and the SEC’s reputation as a fair and unbiased regulator.